Universal Market Integrity Rules

Results: 172



#Item
101Specsavers / Economy of Canada / Universal Market Integrity Rules / Moorhead

Microsoft Word - Notice to Public re settlement hearing _Moorhead_.doc

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2012-01-31 07:57:59
102Economy of Canada / Universal Market Integrity Rules

Universal Market Integrity Rules Rules & Policies 7.3

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-09-04 11:54:04
103Electromagnetism / Electrical engineering / Dow Jones Industrial Average / Investment / Trading halt / Universal Market Integrity Rules / Circuit breaker / Trading curb / Stock market / Economy of the United States / New York Stock Exchange

Rules Notice Technical UMIR Contact: Michael T. Prior

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2012-10-01 15:10:04
104Finance / Stock market / Mathematical finance / Order / Universal Market Integrity Rules / Market maker / Algorithmic trading / Best execution / Securities Act / Financial markets / Financial economics / Investment

Universal Market Integrity Rules Rules & Policies 2.3 Improper Orders and Trades

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-09-04 11:54:02
105Economics / Volume-weighted average price / Futures contract / Order / Hedge / Repurchase agreement / Financial economics / Stock market / Finance

Universal Market Integrity Rules Rules & Policies 7.5

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-12-18 15:09:03
106Financial system / Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Financial economics / Securities Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Self-regulatory organizations / United States securities law / Financial regulation

Rules Notice Request for Comments Dealer Member Rules and UMIR Please distribute internally to: Legal and Compliance

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-02-12 15:06:08
107

Universal Market Integrity Rules Rules & Policies 7.6

Add to Reading List

Source URL: www.iiroc.ca

- Date: 2013-09-04 11:54:04
    108Financial statements / Fund accounting / Income statement / Net asset value / Cash flow statement / Balance sheet / Canadian securities regulation / Revenue / Universal Market Integrity Rules / Accountancy / Finance / Business

    INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA FINANCIAL STATEMENTS March 31, 2013

    Add to Reading List

    Source URL: www.iiroc.ca

    Language: English - Date: 2013-08-30 15:17:46
    109Financial markets / Economy of Canada / Universal Market Integrity Rules / Financial economics / Best execution / Investment Industry Regulatory Organization of Canada / Market maker / Finance / Financial regulation / Self-regulatory organizations / Financial system

    Notice on Best Execution Survey Results

    Add to Reading List

    Source URL: www.iiroc.ca

    Language: English - Date: 2014-03-28 10:31:04
    110Sport in Tasmania / Tasmanian Football League

    Universal Market Integrity Rules Rules & Policies TABLE OF CONTENTS PART 1 – DEFINITIONS AND INTERPRETATION 1.1

    Add to Reading List

    Source URL: www.iiroc.ca

    Language: English - Date: 2014-03-05 11:54:45
    UPDATE